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U.S. Securities and Exchange Commission

Regulation Covered in 2 stories + Follow

This profile is built automatically from TLDRocket coverage.

Latest developments

Timeline

Month Quarter Year

Q3 2026

SEC subpoenas banks to obtain records related to trading and funding activities of the AI hedge fund Situational Awareness Legal action

SEC accuses Spaventa Group of running a boiler-room style scheme selling private AI company shares, raising $74 million from investors Legal action

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